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MLL Legal AG

  • Corporate Governance
  • IPO Services
  • Legal Services

MLL Legal‘s Capital Markets Team provides expert legal counsel on a broad range of transactional, regulatory, compliance and corporate governance matters in the capital markets sector. We support issuers, financial institutions, investors and intermediaries across all aspects of capital markets transactions, including debt and equity offerings, convertible and other equity-linked instruments, structured products, derivatives, listing requirements, regulatory compliance, and post-trade activities. The capital markets sector is dynamic and constantly evolving, with new challenges arising from regulatory changes, digitalisation, tokenisation, and the integration of ESG considerations. Our team helps to navigate these complexities, also in cross-border matters.

  • Lean and efficient team organisation
  • Solution oriented pragmatic approach
  • Longstanding experience, in particular with mid-market transactions
Contact

    Company Profile

    • Schiffbaustrasse 2, 8005 Zurich
    • Founded January 1885
    • Offices: Zurich, Geneva, Lausanne, Zug, London & Madrid
    • 250 Employees
    • German
    • https://mll-legal.com/

    Our 150+ lawyers are continuously innovating and striving for improvement in everything they do. We embrace new ideas and technologies, combining our wealth of expertise with creative thinking and diligence. With our hands-on approach, we implement viable solutions for the most complex legal challenges.

    Certifications

    • https://mll-legal.com/about-us/rankings-awards/?lang=en

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    MLL Legal Rooftop terrace 16_9
    • Capital markets advice

      • IPOs, rights offerings, block trades, PIPEs, ICOs, SAFTs, public takeovers, dual track, etc.
      • Structuring of capital markets transactions
      • Drafting of disclosure and contractual documentation
      • Advice on cross-border offerings
      • Regulatory compliance
      • Filing of listing applications with SIX Swiss Exchange and BX Swiss
      • Supporting clients in respect of corporate governance topics and their ongoing reporting obligations
      • Investigations and enforcement proceedings in relation to capital markets transactions

    FAQs

    Yes, we do. For example, we advised a client on the structuring, launch, and expansion of a market-first program of tokenized structured products tradable on the blockchain without reliance on the traditional banking system, a key project that marks a significant shift in capital markets by enabling more efficient, accessible, and disintermediated trading infrastructure. For such transactions, we include experts from our first-tier ranked Fintech / DLT team in our project team.

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